Dashboard & Exception Management Workflows Permissible Values

Introduction to Xplain Exception Management

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Exception Management Dashboard Overview

Dashboard Attributes and Permissible Values

Field Name	Description	Permissible Values
(TRS) Market Data Group	The data group that contains the raw (TRS) market data	Any existing (TRS) market data group
Curve Date	The curve date (set by default to the system's anchor date)	YYYY-MM-DD (ISO 8601)
Relevant market data only	Whether to clean all market data or only data required to value the portfolios associated to the market data group (via the parent Company / Entity's valuation settings)	Boolean

Market Data Break Clearing

Market Data Resolution Scope and Method Attributes Permissible Values

Field Name	Description	Permissible Values
Action	The proposed resolution to be applied to the filtered/selected items	See market data preliminary resolution actions below
Comment	Rational for proposed resolution	Free text

Market Data Break resolution action Descriptions

Break Type	Resolution Action	Description
Preliminary	Keep	Set the preliminary value to the original raw market data
Preliminary	Previous Day (1)	Set the preliminary value to the previous day's preliminary value (2)
Preliminary	Ignore Null	The NULL value will be kept
Preliminary	Manual (3)	Manual override

^(*)If the “INDIVIDUAL” resolution scope is selected, the resolution action will be applied at the line item level.
^(**) If no preliminary value is available, the raw market data will be used instead.
^(***) If no overlay value is available, the preliminary value will be used instead, if available. Otherwise, the raw market data will be used.
^(****) If “DELTA_PROVIDER” is selected, a dropdown to select the relevant provider will appear. If one of the “OVERRIDE” resolution actions is selected, a manual entry field will appear at the line item level.
^(*****) See Exception Management Results.

Market Data Approval Scope, Status and Permissible Values

Field Name	Description	Permissible Values
Approval Scope	The scope of the approval	OVERALL | INDIVIDUAL
Approval Status	The approval status to be applied to the filtered/selected items	VERIFIED | REJECTED
Comment	Rational for approval	Free text

Valuation Data Break Clearing

Valuation Data Resolution Scope and Method Attributes Permissible Values

Field Name	Description	Permissible Values
Resolution Scope	The scope of the resolution	OVERALL | INDIVIDUAL
Resolution Action	The proposed resolution to be applied to the filtered/selected items	See valuation data resolution actions below
Comment	Rational for proposed resolution	Free text

Valuation Data Break resolution action Descriptions

RESOLUTION SCOPE (1)	RESOLUTION ACTION	Description (2)
OVERALL / INDIVIDUAL	Keep	Set the overlay value to the base value (3)
OVERALL / INDIVIDUAL	Previous Day (4)	Set the overlay value to the previous day's final value
OVERALL	Switch Broken Value: Switch to P2	Set the overlay value to the valuation data from the Secondary Provider
OVERALL	Switch Broken Value: Switch to P3	Set the overlay value to the valuation data from the Tertiary Provider
OVERALL	Switch Broken Value: Switch to P4	Set the overlay value to the valuation data from the Quaternary Provider
OVERALL	Use Accounting Cost	Set the overlay value to the Accounting Cost from the trade
OVERALL	Use Deal Cost	Set the overlay value to the Deal Cost from the trade
OVERALL / INDIVIDUAL	Apply Delta: Delta P2 (4)	Set the overlay value to the previous day's final value plus the change in valuation data from the Secondary Provider
OVERALL / INDIVIDUAL	Apply Delta: Delta P3 (4)	Set the overlay value to the previous day's final value plus the change in valuation data from the Tertiary Provider
OVERALL / INDIVIDUAL	Apply Delta: Delta P4 (4)	Set the overlay value to the previous day's final value plus the change in valuation data from the Quaternary Provider
OVERALL / INDIVIDUAL	Do Not Price	Set the overlay value to NULL
OVERALL	Hold - Query Vendor (5)	Temporarily set the resolution status to Query Vendor
OVERALL	Hold - Source vendor price (5)	Temporarily set the resolution status to Source vendor price
OVERALL	Hold - Re-run updated (5)	Temporarily set the resolution status to Re-run updated
OVERALL	Hold - Re-load (5)	Temporarily set the resolution status to Re-load
OVERALL	Hold - Other (5)	Temporarily set the resolution status to Other
INDIVIDUAL	Manual (6)	Manual override

^(*)If the “INDIVIDUAL” resolution scope is selected, the resolution action will be applied at the line item level.
^(**) If no final value is available, the raw valuation data will be used instead.
^(***) If an “OVERRIDE” resolution action is selected, a manual entry field will appear at the line item level.
^(****) See Exception Management Results.

Market Data Source Permissible Values

MARKET DATA SOURCE	Description
Raw Primary	Use raw data from the primary market data provider (default)
Raw Secondary	Use raw data from the secondary market data provider
Preliminary Primary (*)	Use preliminary data for the primary market data provider
Preliminary Secondary (*)	Use preliminary data for the secondary market data provider
Overlay (*)	Use overlay data

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